top of page
SEC Order: Invesco Advisers, Inc. (IA-6770)
The SEC issued an order against Invesco Advisers, Inc. for willfully violating the Investment Advisers Act of 1940 by making misleading ESG integration claims. Invesco agreed to cease and desist, be censured, and pay a $17.5 million civil penalty.
Securities and Exchange Commission
Date Added
19 April 2026 at 18:30:38
Why it matters
The order sets a precedent for enforcement against misleading environmental and ESG claims in asset management, reinforcing the need for written policies and accurate disclosures.
bottom of page