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SEC’s Division of Enforcement Announces Updates to Enforcement Manual
The SEC announced significant updates to its Enforcement Manual, including changes to investigative procedures, the Wells process, and simultaneous consideration of settlement recommendations and waiver requests. The updates aim to enhance fairness, transparency, and efficiency in enforcement processes.
Securities and Exchange Commission
Date Added
20 April 2026 at 17:47:09
Why it matters
The revised manual provides greater clarity on enforcement procedures, including those relevant to ESG and environmental claims, and signals the SEC's commitment to consistent and transparent enforcement.
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