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Mitteilungspflichten nicht erfüllt: Bafin setzt Geldbußen fest
On 15 October 2025, BaFin imposed six fines of EUR 40,000 each against a natural person for failing to fulfill notification obligations under the German Securities Trading Act (WpHG) by not submitting required voting rights notifications.
BaFin
Date Added
22 April 2026 at 21:04:35
Why it matters
This action underscores the obligation for shareholders to promptly notify both the issuer and BaFin when their voting rights cross certain thresholds, supporting market transparency and investor confidence.
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